Course Catalogue
Explore DL&P’s structured library of e-Learnings, designed to address key areas of governance, risk and regulatory compliance.
SAQ certification is available
Cross-Border
Managing Cross-Border Regulatory Risks in Financial Institutions
Practical training on identifying and managing cross-border risks across jurisdictions and client interactions.
Cross-Border
Cross-Border Country-Specific Training
Focused modules addressing local regulatory expectations in key markets.
Cross-Border
International Structures
Understanding cross-border structures and associated regulatory implications.
Cross-Border
Family Office Advisory
Training on governance and regulatory considerations in family office environments.
Financial Crime
Anti-Money Laundering (AML) and Sanctions
Core principles, regulatory expectations and practical risk scenarios.
Financial Crime
KYC and Onboarding
Client identification, verification and onboarding processes.
Financial Crime
AML Case Studies
Scenario-based learning focused on real-life decision making.
Conduct
Market Conduct Rules
Market abuse, insider trading, conflicts of interest and bribery.
Conduct
Financial Services Act (FinSA)
Client classification, conduct rules and regulatory obligations.
Conduct
FinSA Case Studies
Application of conduct rules in practical situations.
Governace
Internal Controls and Operational Risk
Frameworks for managing operational risk and internal control systems.
Governace
Reputation Risk and Fraud Awareness
Understanding reputational risk and fraud indicators.
Data & Tech
Data Protection for Swiss Banks
Regulatory requirements and practical implications.
Data & Tech
Cybersecurity and Clean Desk
Operational security awareness and behaviours.
Data & Tech
Blockchain and Cryptocurrencies
Understanding emerging risks and regulatory considerations.
Workplace
Harassment and Inappropriate Workplace Behaviour
Professional standards and workplace conduct.
Workplace
Speak-Up, Escalation and Whistleblowing
Internal reporting frameworks and responsibilities.
Workplace
Manager Responsibility in People Matters
Supervisory responsibilities in HR-related topics.
Board
Board Oversight in AML Compliance
Roles and responsibilities of the Board in AML governance.
Board
Risk Management Frameworks
Understanding ICAAP, ILAAP and RAF.
Board
Regulatory Developments
Key updates in FINMA and international frameworks.
